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Compliance Officer, Monitoring & Surveillance
The Role: Compliance Officer - Monitoring & Surveillance Grade ( relevant for internal applicants only ): GL11 The Location: London, New York, Centennial The Team: The Control, Monitoring & Examination Group, within the Compliance and Risk Department at S&P Global Ratings, develops and implements preventive and detective controls to mitigate compliance, regulatory and reputational risk; prevent or manage conflict of interests; and safeguard confidential information from misuse. The monitoring and surveillance team conducts periodic independent testing of credit rating activities and operations for adherence to compliance policies and procedures and regulatory requirements and assesses the adequacy and


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