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Associate Counsel
The Associate Counsel provides legal service, support and advice to client(s) assigned and senior management. This position assists in resolving legal issues relative to legal administration services, including SEC disclosure/registration, corporate secretarial/governance and other regulatory or legal support required. This position regularly interacts with individuals throughout the firm, including members of our product, legal and compliance, fund administration and operation teams, as well as directly contacting our affiliates and their teams. Responsibilities SEC Disclosure/Registration Prepare regulatory filings for mutual funds, including annual fund registration updates and post-effective amendments to add new fund series and cla
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